GMTI via Coprime Array MIMO 2-D-VSAR Joint EGO-DPCA Filter
Summary
Key points:
1. The paper proposes improvements to the velocity synthetic aperture radar (VSAR) algorithm for slow ground-moving target indication (GMTI) and parameter estimation.
2. It uses a coprime array configuration with smaller element spacing to improve unambiguous velocity estimation range, allowing detection of faster moving targets.
3. An improved coprime VSAR algorithm is proposed that uses azimuth time shift instead of two-step phase compensation to reduce computational burden.
4. An extended greatest of displacement phase center antenna (EGO-DPCA) filter is introduced to detect weak and slow-moving targets that are missed by basic coprime VSAR.
5. The algorithm is extended to 2D VSAR to estimate azimuth direction velocity of moving targets, which was neglected in conventional VSAR. This improves azimuth resolution of moving target imaging.
6. Processing is focused only on detected moving target pixels, significantly reducing complexity and computational burden compared to conventional methods.
7. The technique aims to address limitations of existing methods like STAP in terms of computational cost while improving detection and parameter estimation performance.
In essence, this paper proposes a more computationally efficient VSAR technique using coprime arrays and specialized filtering to detect and characterize a wider range of moving targets in SAR imagery, including weak/slow targets in strong clutter environments. The 2D velocity estimation also improves imaging quality for moving targets.
N. Najian, M. A. Sebt and A. Hosein Oveis, "Ground Moving Target Indication via Coprime Array MIMO 2-D-VSAR Joint EGO-DPCA Filter," in IEEE Transactions on Geoscience and Remote Sensing, vol. 62, pp. 1-15, 2024, Art no. 5219915, doi: 10.1109/TGRS.2024.3446046.
Abstract: The velocity synthetic aperture radar (VSAR) algorithm is a method used for slow ground-moving target indication (GMTI) and parameter estimation based on array processing. However, this method is limited by an expensive computational burden and is disabled for detecting fast-moving targets.
This article uses a coprime array configuration with smaller element spacing to improve the unambiguous range velocity estimation. This improvement results in the detection of fast-moving targets. Additionally, we propose an improved coprime VSAR algorithm that uses azimuth time shift instead of two-step phase compensation in every pixel of channel images to decrease the computational burden. However, the weak and slow-moving targets are not detected using the coprime VSAR method.
Thus, we introduce a filter called the extended greatest of displacement phase center antenna (EGO-DPCA) to detect weak and slow-moving targets. Furthermore, the proposed algorithm is extended to the coprime 2-D VSAR to estimate the azimuth direction velocity of moving targets neglected in the conventional VSAR algorithm. Therefore, the azimuth resolution of moving target imaging significantly increases by estimating the azimuth direction velocity. Since all processes are performed in the detected pixel of moving targets, the complexity and computational burden are significantly reduced.
keywords: {Clutter;Azimuth;Estimation;Filtering algorithms;Accuracy;Object detection;Information filters;Coprime;extended greatest of displacement phase center antenna (EGO-DPCA);ground-moving target indication (GMTI);synthetic aperture radar (SAR);velocity SAR (VSAR)},
Authors
1. Negar Najian:
- PhD student at K. N. Toosi University of Technology in Tehran, Iran
- Research interests: SAR signal processing, array processing, detection and estimation theory
2. Mohammad Ali Sebt:
- Faculty member at K. N. Toosi University of Technology since 2011
- PhD from Sharif University of Technology in 2011
- Research interests: radar signal processing, detection and estimation theory, array signal processing
3. Amir Hosein Oveis:
- PhD from K. N. Toosi University of Technology in 2018
- Currently a Researcher at National Laboratory of RaSS—CNIT in Italy
- Previously Associate Post-Doctoral Researcher at University of Pisa (2021-2023)
- Research interests: deep learning (explainable AI, automatic target recognition, object detection), signal processing, synthetic aperture radar
The authors represent a mix of experienced faculty and newer researchers, with expertise spanning radar/SAR signal processing, array processing, detection theory, and more recently deep learning applications for radar. Their affiliations are primarily with K. N. Toosi University of Technology in Iran, with Dr. Oveis now based in Italy.
Figures and Tables
Figures:
1. Figure 1: Geometry of coprime array SAR- (a) Configuration of coprime array SAR
- (b) Equivalent virtual arrays
- (c) Geometry of the coprime array VSAR
2. Figure 2: Processing gain curves versus velocity (vy)
- (a) Conventional DPCA filter
- (b) GO-DPCA filter
- (c) Third-order DPCA filter
- (d) EGO-DPCA filter
- (e) Comparison of processing gain between EGO-DPCA and GO-DPCA filter
3. Figure 3: Velocity images of detected moving targets
- (a)-(b) Velocity images using VSAR method
- (c)-(g) Comparisons of velocity images between CAA-VSAR and proposed method for different targets
4. Figure 4: Image of the strong clutter background from real SAR data
5. Figure 5: Image of detected moving targets using VSAR
6. Figure 6: Image of detected moving targets using CAA-VSAR method
7. Figure 7: Image of detected moving targets using proposed method in EGO-DPCA filter output
8. Figure 8: High azimuth resolution image of detected moving targets using proposed method
9. Figure 9: High azimuth resolution image of detected moving targets after relocation in EGO-DPCA filter output
10. Figure 10: High azimuth resolution image of detected moving targets after relocation in strong clutter background
11. Figure 11: Comparison of Improvement Factor (IF) between CAA-VSAR and proposed method
- (a) Breezy condition
- (b) Gale force condition
12. Figure 12: Flowchart of the improved coprime 2-D-VSAR joint EGO-DPCA filter
Tables:
1. Table I: Reduction of computational burden using the proposed method compared to conventional VSAR-based techniques
2. Table II: Comparison of moving targets' detection and parameter estimation between VSAR, CAA-VSAR, and the proposed methods
3. Table III: Comparison of moving targets' azimuth location estimation between VSAR, CAA-VSAR, and the proposed methods
These figures and tables are designed to illustrate the methodology, demonstrate the performance improvements, and provide comparative analyses between the proposed method and existing techniques for moving target detection and parameter estimation in SAR imagery.
"Improved coprime 2-D-VSAR joint EGO-DPCA filter" algorithm
1. The process starts with multiple channels (Channel 1 to Channel M-1) at the top.
2. The first major step is "Equation (3): Range compression" applied to all channels.
3. Next, there's a branch for "Equation (18): Azimuth time shift" instead of two-step phase compensation.
4. The process then splits into two main paths:
a. Left path: Estimation of vy and x0 using CAA-VSAR joint EGO-DPCA filter
b. Right path: Estimation of vx, vy, and x0 using CAA-2D-VSAR joint EGO-DPCA filter
5. The left path includes:
- Equation (22): Applying EGO-DPCA filter
- Equation (27): Azimuth compression and CFAR for moving target detection
- Equation (28): Azimuth compression for detected moving targets
- Equation (16) and (17): Estimation of vy and x0
6. The right path is more complex and includes:
- Equation (30): Applying EGO-DPCA filter with new azimuth time shift
- Equation (37): Phase compensation
- Equation (38): Estimation of vx
- Equation (39): Modified azimuth matched filter
- Equation (44): Estimation of vy with more accuracy
- Equation (45): Azimuth relocation
7. Both paths converge at the bottom for the final outputs: estimation of vx, vy, and x0 with high accuracy.
The flowchart uses color-coding and connecting lines to show the relationships between different steps and equations. It provides a comprehensive visual representation of the algorithm's workflow, emphasizing the improvements and additions to the conventional VSAR method.
Article
SECTION I. Introduction
Mimo synthetic aperture radar ground-moving target indication (SAR-GMTI) systems, the combination of multichannel SAR and GMTI, can produce high-resolution images of stationary objects and detect moving targets simultaneously, and have been widely used in battle reconnaissance, maritime observation, traffic monitoring, and other industries [1], [2], [3], [4], [5], [6], [7], [8], [9]. In practice, GMTI is affected by two challenges. First, moving targets disappear in the presence of stationary objects and they must be distinguished from clutters. Thus, clutter suppression is an essential factor in moving target detection. Second, radial velocity estimation is needed for relocating the moving target and correcting its position. For GMTI and radial velocity estimation, different methods such as along track interferometry (ATI) [10], [11], [12], [13], [14], displaced phase center antenna (DPCA), and DPCA-ATI are utilized in multichannel SAR [14], [15], [16], [17], [18], [19]. These methods suppress clutters by the appropriate phase shift between the channels. After clutter suppression, the velocity and real position of the moving target are estimated using interferometry methods and, in some cases, by applying fractional Fourier transform (FrFT) to the azimuth linear frequency modulation (LFM) signal. The main problem of the interferometry methods is the phase ambiguity of noise degrading the accuracy of redial velocity estimation. Also, using FrFT to estimate the chirp rate and Doppler centroid of the azimuth LFM signal increases the computational complexity.
Another conventional method used in MIMO SAR GMTI is space-time adaptive processing (STAP). Theoretically, this method has more accuracy in suppressing strong clutter than non-adaptive methods [20], [21], [22], [23], [24], [25]. However, this method searches pixel by pixel in MIMO-SAR images to suppress clutter and detect moving targets. Since MIMO SAR images have so many pixels, the computational burden of the STAP algorithm is too expensive. Also, the clutter suppression accuracy depends on the precision of covariance matrix estimation. Thus, if the covariance matrix is not estimated accurately, the clutter will not be suppressed precisely, and the output signal-to-clutter ratio (SCR) of the moving target will decrease seriously.
The MIMO-velocity SAR (VSAR) algorithm is another method for MIMO SAR GMTI, which attempts to reconstruct the full 3-D image (range-azimuth-velocity) in a scene containing slow-moving targets. The VSAR system estimates the target velocity in every pixel of the image by applying array discrete Fourier transform (DFT) across the channels. Thus, this method has less computational burden than the STAP algorithm [26], [27], [28], [29], [30], [31]. One of the important applications of the VSAR system is imaging the dynamic backgrounds such as the sea and ocean surface. The knowledge of the target velocity makes it possible to undo the velocity blurring and approximately reconstruct the reflectivity image [32], [33]. After array DFT implementation in the VSAR method, the dc term of clutter appeared in the zero velocity image. So, for clutter suppression, the zeroth velocity image must be discarded. But, in wind-blown strong clutter environments, the spectrum of the ac term of clutter remains in other velocity images. Thus, the Doppler frequency of weak and slow-moving targets disappears into the strong clutter spectrum and these targets are not detected by the VSAR method. The adaptive implementation of processing VSAR (AIOP-VSAR) presented in [34] improved moving target detection. This method searches for moving target detection in every pixel of channel images and solves an optimization problem to suppress strong clutters. Also, the parameter estimation is performed using the maximum likelihood (ML) method to approach Cramér-Rao bounds (CRBs). This method like STAP is adaptive and has too expensive computational burden and complexity.
In recent years, the combination of the multichannel VSAR method and other methods, such as interferometry and VSAR, has been proposed [35]. This method uses multifrequency instead of enhancing element numbers to increase the velocity estimation accuracy of fast-moving targets. Another GMTI method using STAP and VSAR algorithms is proposed in [36]. Similar to the STAP algorithm, this method searches for moving targets in each pixel of all images and has the same computational burden. After moving target detection, this method estimates the target’s velocity by using a bank of parallel velocity frequency filters. Also, in this method, the accuracy of clutter suppression depends on the precision of the covariance matrix estimation. Another method is the combination of the coprime adjacent array VSAR (CAA-VSAR) and the multiple signal classification (MUSIC) algorithm. In the first step, the moving targets are detected by the VSAR method. In the second step, the sampling covariance matrix (SCM) of every detected moving target signal is vectorized and the unambiguous velocity is estimated via all elements based on the MUSIC algorithm [36].
A recent study involves combining the greatest of DPCA (GO-DPCA) method with the local STAP algorithm [37]. GO-DPCA has better processing gain than conventional DPCA. In this method, clutter suppression and moving target detection are performed using GO-DPCA. However, the velocity of the target is estimated by the STAP algorithm, which has more computational load and complexity than the array DFT in the VSAR algorithm. Also, the accuracy of velocity estimation depends on the precision of the covariance matrix estimation.
However, in all of the algorithms based on the VSAR system, the greater the distance between antenna arrays, the higher the accuracy of slow-moving target detection and velocity estimation. However, increasing the distance between the arrays increases the total length of the antenna, increases the effects of the grating lobe, and also reduces the unambiguity range of velocity estimation, so the system is not able to estimate fast-moving targets. To decrease the length of the antenna, decrease the grating lobe effects, and enhance the unambiguous range velocity for detecting fast-moving targets, the coprime arrangement with smaller array spacing can be used. However, due to the reduction of the distance between coprime arrays, the accuracy of weak and slow-moving target indication has decreased and these targets are not detected in wind-blown strong clutter environments. To solve this problem, we introduce the extended GO-DPCA filter and apply it to the VSAR system with the coprime arrangement, so that in addition to using the advantages of reducing the distance between virtual arrays and detecting fast-moving targets, we can increase the detection accuracy and estimate the velocity of weak and slow-moving targets in wind-blown strong clutter environments.
As mentioned before, in this article, we propose extended GO-DPCA (EGO-DPCA) as an extended filter applied across consecutive virtual arrays. The DPCA and GO-DPCA filters used in former studies are first-order filters with two filter coefficients ([1, −1]), and one image is obtained in the output of the filter. However, the EGO-DPCA filter has more order, filter coefficients, and freedom degree than the GO-DPCA filter. Also, the EGO-DPCA filter has several images in the output of the filter. In this article, we convolve the EGO-DPCA filter across the virtual arrays, and we have several images in the output of the EGO-DPCA filter. So, we can apply array DFT across the output images of the filter to obtain the velocity images in the output array of the EGO-DPCA filer. Thus, we have better processing gain, signal-to-noise ratio (SNR), and SCR than the GO-DPCA for clutter suppression and moving target detection. Therefore, weak and slow-moving targets are detected in wind-blown strong clutter environments and the improvement factor (IF) for moving target detection increases significantly.
Additionally, in this article, we propose two methods to reduce the computational burden of the VSAR algorithm. First, we utilize a specific condition for element spacing to replace azimuth time shift instead of two-step phase compensation for every pixel of the images and the computational load of conventional VSAR decreases considerably. Second, in this method, we can avoid searching pixel by pixel for moving target detection and all of the moving targets are detected in the output of the EGO-DPCA filter. Also, we estimate the range direction velocity just in the detected pixel by applying array DFT across the output images of the EGO-DPCA filter.
Furthermore, we utilize another form of the EGO-DPCA filter including appropriate azimuth time shift to obtain the azimuth direction velocity of the detected target, by applying DFT across the output images of the EGO-DPCA filter. Therefore, we introduce the 2-D-VSAR joint EGO-DPCA filter that estimates the target’s velocity in two dimensions (range and azimuth direction). Also, by estimating azimuth direction velocity and using the modified-azimuth matched filter, the accuracy of azimuth compression and azimuth relocation estimation of targets is increased considerably. However, in this method, all of the processes for 2-D velocity and position estimation have been performed in the detected pixel of the moving targets across the output images of the EGO-DPCA filter. Thus, the complexity and computational burden have been decreased seriously in comparison with the VSAR and adaptive methods. The article’s contributions can be summarized as follows.
Utilizing the coprime configuration for the VSAR method with smaller element spacing than the conventional VSAR array configuration to improve the unambiguous range velocity estimation, decrease the effects of the grating lobe, and estimate the velocity of fast-moving targets using array DFT.
Proposing a specific condition for element spacing to use azimuth time shift instead of two-step phase compensation for every pixel of the images, which reduces the computational burden of conventional VSAR.
Applying EGO-DPCA as an extended filter across the consecutive virtual arrays, for clutter suppression and moving target detection, resulting in increased detection of weak and slow-moving targets in the strong clutter background and improved IF.
Developing a 2-D-VSAR joint EGO-DPCA filter by adding appropriate azimuth time shift into the EGO-DPCA filter that estimates the target’s velocity in two dimensions (range and azimuth direction) and improves the accuracy of azimuth compression using a modified azimuth matched filter.
Decreasing the computational load significantly in comparison with the VSAR and adaptive methods by performing all of the processing for 2-D velocity and position estimation in the detected pixel of the moving targets across the output images of the EGO-DPCA filter.
The rest of the article is organized as follows. In Section II, we provide a brief introduction to the coprime VSAR configuration and review the conventional VSAR algorithm and its limitations. Section III introduces the proposed EGO-DPCA filter and explains how it combines with the coprime VSAR algorithm to detect weak and slow-moving targets in a strong clutter background. Section IV presents the results of acquired data to demonstrate the effectiveness of the proposed algorithm. Section V is the conclusion.
SECTION II. Conventional MIMO VSAR Algorithm With 2-D Velocity Target Using Coprime Array
In this section, we consider the geometry of the coprime array VSAR system described in [36] and [38]. Fig. 1(a)
shows the configuration where two collinear uniform sub-arrays are
arranged along the flight path in the azimuth direction. The first
sub-array consists of
The platform velocity and the flight height are denoted by
After phase compensation,
SECTION III. Proposed Method
A. Improved Coprime Array VSAR Algorithm
In
this step, we propose a new condition for the VSAR method to obtain the
distance between two adjacent virtual arrays based on the pulse
repetition interval (PRI) as
B. Improved Coprime VSAR Joint EGO-DPCA Filter
In this section, we explain the EGO-DPCA filter and apply it to the coprime array VSAR. Assuming a filter order of L, the length and coefficient vector of the filter will be
Notice that in (23), the processing gain of the EGO-DPCA filter is equal to
In the first step, we calculate the first output of the EGO-DPCA filter as follows:
As previously mentioned, each moving target has been detected using the EGO-DPCA filter with a certain value of “k.” In the following, we obtain the output of the EGO-DPCA filter in (23) for
C. Estimation of the Moving Target Azimuth Direction Velocity
As stated in (3), the azimuth direction velocity of the moving targets (
However, there are two main challenges to estimating
Moreover, by estimating
D. Reduction of Computational Burden for VSAR-Based Algorithm
In
this study, we propose two techniques to reduce the computational
burden in VSAR-based algorithms such as conventional VSAR and CAA-VSAR
methods. The first row of compensation reduces the computational burden.
In the second method, we use the EGO-DPCA filter to further reduce the
computational burden. The reduction in the number of real
multiplications and real summations for both methods is shown in Table I. Variables
Simulation Results of Acquired Data
In
this section, we consider 2-D movement for moving targets in the strong
clutter background of the real SAR data acquired from the northern
regions of Iran, which include fields and forests on the coast of the
Caspian Sea where the wind speed is
However, in Fig. 3(f) and (g), the targets
In the continuation, five moving targets
According to Table II, the
Conclusion
In
this article, we utilize a coprime configuration for the VSAR algorithm
to reduce the element spacing and improve the unambiguous range
velocity estimation, decrease the effects of the grating lobe, and
estimate the velocity of fast-moving targets using array DFT.
Furthermore, we propose the Improved coprime 2-D-VSAR algorithm joint
EGO-DPCA filter that detects the slow targets in wind-blown strong
clutter environments. Also, in the first step, we suggest the azimuth
time shift instead of the two-step phase compensation used in the
conventional VSAR algorithm. Thus, the computational burden decreases
considerably. In the second step, we apply EGO-DPCA as a filter across
the arrays and detect weak moving targets in the strong clutter
background. Thus, the IF of coprime array VSAR increases considerably,
and the Y-direction velocity of the moving target is estimated by
DFT across the output arrays of the EGO-DPCA filter. In the third step,
we estimate azimuth direction velocity using 2-D-VSAR joint EGO-DPCA as
a filter. In this way, we utilize another azimuth time shift for the
EGO-DPCA filter to obtain the azimuth direction velocity of the detected
target by applying DFT across the output arrays of the EGO-DPCA filter.
Thus, by estimating
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